Broker Check

Our Company

The financial planners with Regal Advisory Services have been helping corporate employees understand their options when facing retirement since 1990.  We are a wealth management firm and registered investment advisor with offices throughout Southern California.  Our advisors currently serve more than 1,200 clients nationwide.

Everyone at Regal is dedicated to providing the personal service you deserve.  In addition to our financial planners, we have friendly, skilled client relations specialists in each office who are available to answer your questions, book appointments and facilitate account transactions.

Our advisors are also, separately, registered representatives of one of the nation`s largest independent broker/dealers; and our firm works closely with a number of institutional money managers, estate planning attorneys, CPAs and other firms to provide clients with convenient, quality services to address a full range of wealth management issues.

Our Mission

At Regal Advisory Services, our mission is to help you transition into retirement smoothly and on your terms.  Once in retirement, we will continue to work with you and your family to help ensure you are financially positioned to enjoy and maintain your desired lifestyle. 

Our Business Model

At Regal, we choose to look at your total financial health, from any short-term financial goals to estate planning, insurance needs, charitable giving, asset transfer and tax reduction strategies. Furthermore, we have structured our company so that personal help is available when you need it, because we believe that time spent educating our clients, answering questions, and making sure you are comfortable with how your money is managed is time well-spent.